Зигмунд Фрейд
A General Introduction to Psychoanalysis
I seize the opportunity to warn you of taking sides in a most unnecessary conflict. In scientific affairs it is a popular proceeding to emphasize a part of the truth in place of the whole truth and to combat all the rest, which has lost none of its verity, in the name of that fraction. In this way various factions have already separated out from the movement of psychoanalysis; one faction recognizes only the egoistic impulses and denies the sexual, another appreciates the influence of objective tasks in life, but ignores the part played by the individual past, and so on. Here is occasion for a similar antithesis and subject for dispute: are neuroses exogenous or endogenous diseases, are they the inevitable results of a special constitution or the product of certain harmful (traumatic) impressions; in particular, are they called forth by libido fixation (and the sexual constitution which goes with this) or through the pressure of forbearance? This dilemma seems to me no whit wiser than another I could present to you: is the child created through the generation of the father or the conception of the mother? Both factors are equally essential, you will answer very properly. The conditions which cause neuroses are very similar if not precisely the same. For the consideration of the causes of neuroses, we may arrange neurotic diseases in a series, in which two factors, sexual constitution and experience, or, if you wish, libido-fixation and self-denial, are represented in such a way that one increases as the other decreases. At one end of the series are the extreme cases, of which you can say with full conviction: These persons would have become ill because of the peculiar development of their libido, no matter what they might have experienced, no matter how gently life might have treated them. At the other end are cases which would call forth the reversed judgment, that the patients would undoubtedly have escaped illness if life had not thrust certain conditions upon them. But in the intermediate cases of the series, predisposing sexual constitution and subversive demands of life combine. Their sexual constitution would not have given rise to neurosis if the victims had not had such experiences, and their experiences would not have acted upon them traumatically if the conditions of the libido had been otherwise. Within this series I may grant a certain preponderance to the weight carried by the predisposing factors, but this admission, too, depends upon the boundaries within which you wish to delimit nervousness.
Allow me to suggest that you call such series complementary series. We shall have occasion to establish other series of this sort.
The tenacity with which the libido clings to certain tendencies and objects, the so-called adhesiveness of the libido, appears to us as an independent factor, individually variable, the determining conditions of which are completely unknown to us, but the importance of which for the etiology of the neuroses we can no longer underestimate. At the same time we must not overestimate the closeness of this interrelation. A similar adhesiveness of the libido occurs – for unknown reasons – in normal persons under various conditions, and is a determining factor in the perverse, who are in a certain sense the opposite of nervous. Before the period of psychoanalysis, it was known (Binet) that the anamnesia of the perverse is often traced back to an early impression – an abnormality in the tendency of the instinct or its choice of object – and it is to this that the libido of the individual has clung for life. Frequently it is hard to say how such an impression becomes capable of attracting the libido so intensively. I shall give you a case of this kind which I observed myself. A man, to whom the genital and all other sex stimuli of woman now mean nothing, who in fact can only be thrown into an irresistible sexual excitation by the sight of a shoe on a foot of a certain form, is able to recall an experience he had in his sixth year, which proved decisive for the fixation of his libido. One day he sat on a stool beside his governess, who was to give him an English lesson. She was an old, shriveled, unbeautiful girl with washed-out blue eyes and a pug nose, who on this day, because of some injury, had put a velvet slipper on her foot and stretched it out on a footstool; the leg itself she had most decorously covered. After a diffident attempt at normal sexual activity, undertaken during puberty, such a thin sinewy foot as his governess' had become the sole object of his sexuality; and the man was irresistibly carried away if other features, reminiscent of the English governess, appeared in conjunction with the foot. Through this fixation of the libido the man did not become neurotic but perverse, a foot fetishist, as we say. So you see that, although exaggerated and premature fixation of the libido is indispensable for the causation of neuroses, its sphere of action exceeds the limits of neuroses immeasurably. This condition also, taken by itself, is no more decisive than abstinence.
And so the problem of the cause of neuroses seems to become more complicated. Psychoanalytic investigation does, in fact, acquaint us with a new factor, not considered in our etiological series, which is recognized most easily in those cases where permanent well-being is suddenly disturbed by an attack of neurosis. These individuals regularly show signs of contradiction between their wishes, or, as we are wont to say, indication of psychic conflict. A part of their personality represents certain wishes, another rebels against them and resists them. A neurosis cannot come into existence without such conflict. This may seem to be of small significance. You know that our psychic life is continually agitated by conflicts for which we must find a solution. Certain conditions, therefore, must exist to make such a conflict pathological. We want to know what these conditions are, what psychic powers form the background for these pathological conflicts, what relation the conflict bears to the causative factors.
I hope I shall be able to give you satisfactory answers to these questions even if I must make them schematically brief. Self-denial gives rise to conflict, for libido deprived of its gratification is forced to seek other means and ends. A pathogenic conflict arises when these other means and ends arouse the disfavor of one part of the personality, and a veto ensues which makes the new mode of gratification impossible for the time being. This is the point of departure for the development of the symptoms, a process which we shall consider later. The rejected libidinous desires manage to have their own way, through circuitous byways, but not without catering to the objections through the observance of certain symptom-formation; the symptoms are the new or substitute satisfaction which the condition of self-denial has made necessary.
We can express the significance of the psychic conflict in another way, by saying: the outer self-denial, in order to become pathological, must be supplemented by an inner self-denial. Outer denial removes one possibility of gratification, inner denial would like to exclude another possibility, and it is this second possibility which becomes the center of the ensuing conflict. I prefer this form of presentation because it possesses secret content. It implies the probability that the inner impediment found its origin in the prehistoric stage of human development in real external hindrances.
What powers are these which interpose objections to libidinous desire, who are the other parties to the pathological conflict? They are, in the widest sense, the non-sexual impulses. We call them comprehensively the "ego impulses"; psychoanalysis of transference neuroses does not grant us ready access to their further investigation, but we learn to know them, in a measure, through the resistance they offer to analysis. The pathological struggle is waged between ego-impulses and sexual impulses. In a series of cases it appears as though conflict could exist between various purely sexual desires; but that is really the same thing, for of the two sexual desires involved in the conflict, one is always considerate of the ego, while the other demands that the ego be denied, and so it remains a conflict between the ego and sexuality.
Again and again when psychoanalysis claimed that psychological event was the result of sexual impulses, indignant protest was raised that in psychic life there were other impulses and interests besides the sexual, that everything could not be derived from sexuality, etc. Well, it is a great pleasure to share for once the opinion of one's opponents. Psychoanalysis never forgot that non-sexual impulses exist. It insisted on the decided distinction between sexual and ego-impulses and maintained in the face of every objection not that neuroses arise from sexuality, but that they owe their origin to the conflict between sexuality and the ego. Psychoanalysis can have no reasonable motive for denying the existence or significance of ego-impulses, even though it investigates the influence sexual impulses play in illness and in life. Only it has been destined to deal primarily with sexual impulses, because transference neuroses have furnished the readiest access to their investigation, and because it had become obligatory to study what others had neglected.
It does not follow, either, that psychoanalysis has never occupied itself at all with the non-sexual side of personality. The very distinction of the ego from sexuality has shown most clearly that the ego-impulses also pass through a significant development, which is by no means entirely independent of the development of the libido, nor does it fail to exert a reaction upon it. To be sure, we know much less about the evolution of the ego than about libido development, for so far only the study of narcistic neuroses has promised to throw light on the structure of the ego. There is extant the notable attempt of Ferenczi to construct theoretically the stages of ego development, and furthermore we already possess two fixed points from which to proceed in our evolution of this development. We do not dream of asserting that the libidinous interests of a person are from the outset opposed to the interests of self-preservation; in every stage, rather, the ego will strive to remain in harmony with its sexual organization at that time, and accommodate itself thereto. The succession of the separate phases of development of libido probably follows a prescribed program; but we cannot deny that this sequence can be influenced by the ego, and that a certain parallelism of the phases of development of the ego and the libido may also be assumed. Indeed, the disturbance of this parallelism could become a pathological factor. One of the most important insights we have to gain is the nature of the attitude which the ego exhibits when an intensive fixation of its libido is left behind in one stage of its development. It may countenance the fixation and accordingly become perverse or, what amounts to the same thing, become infantile. Or it may be averse to this attachment of the libido, the result of which is that wherever the libido is subject to fixation, there the ego undergoes suppression.
In this way we reach the conclusion that the third factor of the etiology of neuroses is the tendency to conflict, upon which the development both of the ego and libido are dependent. Our insight into the causation of the neuroses has therefore been amplified. First, the most generalized factor, self-denial, then the fixation of the libido, by which it is forced into certain directions, and thirdly, the tendency to conflict in the development of the ego, which has rejected libidinous impulses of this kind. The state of affairs is therefore not so confused and difficult to see through, as you may have imagined it to be in the course of my explanation. But of course we are to discover that we have not, as yet, reached the end. We must add still a new factor and further analyze one we already know.
To show you the influence of ego development in the formation of a conflict, and so to give an illustration of the causation of neuroses, I should like to cite an example which, although it is entirely imaginary, is not far removed from probability in any respect. Drawing upon the title of a farce by Nestroy, I shall label this example "On the ground floor and in the first story." The janitor lives on the ground floor, while the owner of the house, a rich, distinguished man, occupies the first story. Both have children, and we shall assume that the owner permits his little daughter to play unwatched with the child of the people. Then it may easily happen that the games of the children become "naughty," that is, they assume a sexual character; they play "father and mother," watch each other in the performance of intimate performances and mutually stimulate their genitals. The janitor's daughter, who, in spite of her five or six years of age, has had occasion to make observations on the sexuality of adults, probably played the part of the seducer. These experiences, even though they be of short duration, are sufficient to set in motion certain sexual impulses in both children, which continue in the form of onanism for several years after the common games have ceased. So far the consequences are similar; the final result will be very different. The janitor's daughter will continue onanism possibly to the commencement of her periods, abandon it then without difficulty, not many years later find a lover, perhaps bear a child, choose this or that path of life, which may likely enough make of her a popular artist who ends as an aristocrat. Perhaps the outcome will be less brilliant, but at any rate she will work out her life, free from neurosis, unharmed by her premature sexual activity. Very different is the effect on the other child. Even while she is very young she will realize vaguely that she has done wrong. In a short while, perhaps only after a violent struggle, she will renounce the gratification of onanism, yet still retain an undercurrent of depression in her attitude. If, during her early childhood, she chances to learn something about sexual intercourse, she will turn away in explicable disgust and seek to remain innocent. Probably she is at the time subjected anew to an irresistible impulse to onanism, of which she does not dare to complain. When the time arrives for her to find favor in the eyes of a man, a neurosis will suddenly develop and cheat her out of marriage and the joy of life. When analysis succeeds in gaining insight into this neurosis, it will reveal that this well-bred, intelligent girl of high ideals, has completely suppressed her sexual desires, but that unconsciously they cling to the meager experiences she had with the friend of her childhood.
The difference of these two destinies, arising from the same experience, is due to the fact that one ego has experienced development while the other has not. The janitor's daughter in later years looks upon sexual intercourse as the same natural and harmless thing it had seemed in her childhood. The owner's daughter had experienced the influence of education and had recognized its claims. Thus stimulated, her ego had forged its ideals of womanly purity and lack of desire which, however, could not agree with any sexual activity; her intellectual development had made unworthy her interest in the woman's part she was to play. This higher moral and intellectual evolution of her ego was in conflict with the claims of her sexuality.
I should like to consider today one more point in the development of the ego, partly because it opens wide vistas, partly because it will justify the sharp, perhaps unnatural line of division we are wont to draw between sexual and ego impulses. In estimating the several developments of ego and of libido, we must emphasize an aspect which has not frequently been appreciated heretofore. Both the ego and the libido are fundamentally heritages, abbreviated repetitions of an evolution which mankind has, in the course of long periods of time, traversed from primeval ages. The libido shows its phylogenetic origin most readily, I should say. Recall, if you please, that in one class of animals the genital apparatus is closely connected with the mouth, that in another it cannot be separated from the excretory apparatus, and in others it is attached to organs of locomotion. Of all these things you will find a most fascinating description in the valuable book of W. Bölsche. Animals portray, so to speak, all kinds of perversions which have become set as their permanent sexual organizations. In man this phylogenetic aspect is partly clouded by the circumstance that these activities, although fundamentally inherited, are achieved anew in individual development, presumably because the same conditions still prevail and still continue to exert their influence on each personality. I should say that originally they served to call forth an activity, where they now serve only as a stimulus for recollection. There is no doubt that in addition the course of development in each individual, which has been innately determined, may be disturbed or altered from without by recent influences. That power which has forced this development upon mankind, and which today maintains the identical pressure, is indeed known to us: it is the same self-denial enforced by the realities – or, given its big and actual name, Necessity, the struggle for existence, the ’Ανἁγχη. This has been a severe teacher, but under him we have become potent. The neurotics are those children upon whom this severity has had a bad effect – but there is risk in all education. This appreciation of the struggle of life as the moving force of development need not prejudice us against the importance of "innate tendencies in evolution" if their existence can be proved.
It is worth noting that sexual instincts and instincts of self-preservation do not behave similarly when they are confronted with the necessities of actuality. It is easier to educate the instincts of self-preservation and everything that is connected with them; they speedily learn to adapt themselves to necessity and to arrange their development in accordance with the mandates of fact. That is easy to understand, for they cannot procure the objects they require in any other way; without these objects the individual must perish. The sex instincts are more difficult to educate because at the outset they do not suffer from the need of an object. As they are related almost parasitically to the other functions of the body and gratify themselves auto-erotically by way of their own body, they are at first withdrawn from the educational influence of real necessity. In most people, they maintain themselves in some way or other during the entire course of life as those characteristics of obstinacy and inaccessibility to influence which are generally collectively called unreasonableness. The education of youth generally comes to an end when the sexual demands are aroused to their full strength. Educators know this and act accordingly; but perhaps the results of psychoanalysis will influence them to transfer the greatest emphasis to the education of the early years, of childhood, beginning with the suckling. The little human being is frequently a finished product in his fourth or fifth year, and only reveals gradually in later years what has long been ready within him.
To appreciate the full significance of the aforementioned difference between the two groups of instincts, we must digress considerably and introduce a consideration which we must needs call economic. Thereby we enter upon one of the most important but unfortunately one of the most obscure domains of psychoanalysis. We ask ourselves whether a fundamental purpose is recognizable in the workings of our psychological apparatus, and answer immediately that this purpose is the pursuit of pleasurable excitement. It seems as if our entire psychological activity were directed toward gaining pleasurable stimulation, toward avoiding painful ones; that it is regulated automatically by the principle of pleasure. Now we should like to know, above all, what conditions cause the creation of pleasure and pain, but here we fall short. We may only venture to say that pleasurable excitation in some way involves lessening, lowering or obliterating the amount of stimuli present in the psychic apparatus. This amount, on the other hand, is increased by pain. Examination of the most intense pleasurable excitement accessible to man, the pleasure which accompanies the performance of the sexual act, leaves small doubt on this point. Since such processes of pleasure are concerned with the destinies of quantities of psychic excitation or energy, we call considerations of this sort economic. It thus appears that we can describe the tasks and performances of the psychic apparatus in different and more generalized terms than by the emphasis of the pursuit of pleasure. We may say that the psychic apparatus serves the purpose of mastering and bringing to rest the mass of stimuli and the stimulating forces which approach it. The sexual instincts obviously show their aim of pleasurable excitement from the beginning to the end of their development; they retain this original function without much change. The ego instincts strive at first for the same thing. But through the influence of their teacher, necessity, the ego instincts soon learn to adduce some qualification to the principle of pleasure. The task of avoiding pain becomes an objective almost comparable to the gain of pleasure; the ego learns that its direct gratification is unavoidably withheld, the gain of pleasurable excitement postponed, that always a certain amount of pain must be borne and certain sources of pleasure entirely relinquished. This educated ego has become "reasonable." It is no longer controlled by the principle of pleasure, but by the principle of fact, which at bottom also aims at pleasure, but pleasure which is postponed and lessened by considerations of fact.
The transition from the pleasure principle to that of fact is the most important advance in the development of the ego. We already know that the sexual instincts pass through this stage unwillingly and late. We shall presently learn the consequence to man of the fact that his sexuality admits of such a loose relation to the external realities of his life. Yet one more observation belongs here. Since the ego of man has, like the libido, its history of evolution, you will not be surprised to hear that there are "ego-regressions," and you will want to know what role this return of the ego to former phases of development plays in neurotic disease.
